A compliance audit for machinery is a structured verification process that assesses whether machines meet applicable legal and safety standards. The audit includes a thorough review of technical documentation and an on-site inspection of machinery under actual operating conditions. The purpose is to objectively evaluate compliance—not to provide consulting. This process ensures alignment with Directive 2006/42/EC and relevant national regulations.

Table of contents

  1. Scope of the Compliance Audit
  2. Audit Process Steps

Scope of the Compliance Audit

  • Verification of technical documentation – analysis of user manuals, declarations of conformity, CE markings, technical drawings, and electrical diagrams.
  • Machinery inspection – assessment of physical condition, safety components, protective measures, and control systems.
  • Assessment of compliance with essential requirements – based on Annex I of Directive 2006/42/EC.
  • Risk analysis – confirmation that the manufacturer conducted an adequate risk assessment process.
  • Audit report – documenting identified non-compliances and potential next steps (non-advisory in nature).

Audit Process Steps

  1. Audit preparation: Gathering the required documents and technical information about the machine.
  2. Formal documentation review: Verifying the completeness and legal correctness of all documents.
  3. Technical inspection of machinery: Cross-checking the real condition of the machine with the documentation.
  4. Evaluation of compliance with essential requirements: Checking adherence to key safety standards.
  5. Report generation: Preparing a formal document that summarizes audit findings.

* Note: The audit excludes machines listed in Annex IV of Directive 2006/42/EC, including vehicle servicing lifts.